Mary Schapiro - Political Scandals

Enlarge image Joshua Roberts/Bloomberg. Mary Schapiro, chairman of the SEC.. . U.S. Securities and Exchange Commission Chairman Mary Schapiro may...

H. David Kotz has had an eventful four years watching the watchdog of Wall Street.. . Kotz, the Securities and Exchange Commission's (SEC)...

Several large corporations are urging the Securities and Exchange Commission to leave money market funds alone, arguing that any new regulations...

Large broker-dealers soon will have to pay higher fees to help finance the regulator that oversees audits of the firms.. On Wednesday, the...

It didn't take long for Daniel Gallagher, the SEC's newest commissioner, to disagree with the agency's chairman, Mary Schapiro.. In a speech...

Brokers who work with individual investors will likely be able to continue charging commissions and pushing in-house products under a rule being...

OSAWATOMIE, Kansas (Reuters) - President Barack Obama said on Tuesday he would call for legislation to strengthen penalties against Wall Street companies that break anti-fraud rules."Too often, we've seen Wall Street firms violating major anti-fraud laws because the penalties are too ...

Mary Schapiro, chairman of the U.S. Securities and Exchange Commission, says the U.S. regulator is conducting a broad review of MF Global, which...

Who Are the 'Most Influential' People in the U.S. Advisor Community? Investment Advisor Magazine Reveals 9th Annual IA 25. Apr. 25, 2011 (PR...

SEC to review rules on 'crowd-funding'. Apr. 9, 2011 (United Press International) - U.S. market regulators said they are reviewing rules that limit...

Topic: Mary Schapiro

SEC Commissioners Said to Seek Larger Role in Choosing Next Watchdog

SEC inspector general Kotz won’t let sleeping watchdogs lie

Big business to SEC: Lay off money funds

B-Ds face hiked fees for audit oversight

New SEC commissioner wants agency to slow down

New fiduciary rule likely to look a lot like the old one

Obama seeks stronger penalties for Wall St fraud

Regulators on top of MF Global

Who Are the 'Most Influential' People in the U.S. Advisor Community? Investment Advisor Magazine Reveals 9th Annual IA 25

SEC to review rules on 'crowd-funding'

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